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Dealer
Dealer
Dealer
Dealer
Dealer

The following information is about Dealer.

Dealer Defined

An entity that stands ready and willing to buy a security for its own account (at its bid price) or sell from its own account (at its ask price). Individual or firm acting as a principal in a securities transaction. Principals are market makers in securities, and thus trade for their own account and risk. Antithesis of broker. See: Agency.

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IN THE MATTER OF Alan Ferguson Hackett - Discipline

Published August 20, 2008, 11:00 am, CNW Group via Yahoo! Finance

Notice is hereby given that a hearing will be held before a Hearing Panel of the Investment Dealers Association of Canada , on September 17, 2008, at Reportex Agencies Ltd., located at 925 West Georgia Street, Suite 1010, Vancouver, BC, at 10:00 a.m. or as soon thereafter as possible, to hear evidence and submissions in the matter of Alan Ferguson Hackett .

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Bank of America Announces Six Key Hires to Global Foreign Exchange Team

Published August 20, 2008, 10:00 am, PR Newswire via Yahoo! Finance

Bank of America today announced six senior appointments to its Foreign Exchange platform. They are: Glenn Edelson - managing director & head of Emerging Markets Sales; Peter Hart, principal, FX Sales; Joel Holmes, principal & senior FX trader; Vanessa Holtz-Clouard, principal & head of London Options Trading; Daniel Sigler, principal & senior emerging markets trader; and Simon Williams, ...

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Northern Wisconsin firm ranks second on Inc. 5000 list

Published August 20, 2008, 9:55 am, The Business Journal of Milwaukee

With an annual five-year revenue growth rate of more than 24,000 percent, Eliason Inc., a broker-dealer and diversified real estate company in St. Germain, ranked second on the 2008 Inc. 5000 list that ranks the fastest growing companies in the United States.

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*Revised* Analyst Reports for Titan Uranium Inc., Red Dragon Resources, Rochester Energy Corp., and VRB Power Systems ...

Published August 20, 2008, 9:39 am, Marketwire via Yahoo! Finance

MaybachFinancial.com is one of the fastest growing independent and unbiased research firms in the world. Through our numerous partnerships with many of the top investment minds in the world, we provide research on companies making a move in the markets.

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Upswing CRM Announces General Availability of "Upswing CRM for Financial Advisors," Version 2.0

Published August 20, 2008, 9:00 am, PRWeb via Yahoo! News

New on-demand customer relationship management service combines time-saving interface and workflow efficiency with industry-specific features for financial advisors

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Bank of America Announces Premier Banking & Investments Northwest Division Executive

Published August 20, 2008, 9:00 am, PR Newswire via Yahoo! Finance

Bank of America today announced the appointment of Ben Prince as Premier Banking & Investments Pacific Northwest division executive within the company's larger Global Wealth & Investment Management division.

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Business in brief

Published August 20, 2008, 8:51 am, Milwaukee Journal Sentinel

LOCAL Chrysler sues Johnson Controls over batteries Chrysler LLC is accusing...

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State Street Appoints David Puth to Lead Investment Research, Securities Finance and Trading Activities Worldwide

Published August 20, 2008, 8:29 am, Centre Daily Times

State Street Corporation (NYSE: STT), the world's leading provider of financial services to institutional investors, announced today that David Puth has been named to a newly created position as head of State Street's investment research, securities finance and trading activities worldwide. Puth, age 51, will report to Jay Hooley, president and chief operating officer of State Street. He will ...

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State Street Appoints David Puth to Lead Investment Research, Securities Finance and Trading Activities Worldwide

Published August 20, 2008, 8:11 am, Business Wire via Yahoo! Finance

BOSTON----State Street Corporation , the world's leading provider of financial services to institutional investors, announced today that David Puth has been named to a newly created position as head of State Street's investment research, securities finance and trading activities worldwide.

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GMP Capital Trust declares August 2008 distribution

Published August 20, 2008, 8:00 am, CNW Group via Yahoo! Finance

GMP Capital Trust announced today a monthly cash distribution of $0.1042 per unit for the month of August 2008 to be paid on September 19, 2008, to unitholders of record as of August 29, 2008.

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Are you looking for additional Finance > Dealer news? Try our new "Dealer News Focus" area.

Off-site Dealer Links, User Submitted

The following links have been collected through user bookmark submission in the Dealer category. Please note, because these resources are off-site we cannot guarantee the accuracy or quality of any information.

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  • New York Casino Review: New York Casino is one of the oldest Internet casinos. With upgraded software and relatively new games with Live Dealer option, New York Casino boasts of a number of promotional features

If you would like to find additional social bookmark based links on the topic of we recommend the Open Tag Directory > Dealer. If you would like to find related tags we recommend Tag Patterns > Dealer

Off-site Dealer Research Links

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